StoneX

WHAT IS STONEX?

StoneX Group Inc. (Nasdaq: SNEX). is a global Fortune 100 financial services organization that provides thousands of companies, institutions and individuals around the world with a wide array of financial services through its StoneX global network. The history of our combined companies dates back more than 100 years. Today, we are a leading provider of clearing and execution services and market intelligence across numerous asset classes including:

  • Securities
  • Futures & Commodities
  • Foreign Exchange
  • Precious Metals
  • Financial Strength—September 30, 2020

    Consisting of all of the platforms, products and services available through StoneX Group Inc. and its regulated subsidiary companies, the StoneX network connects clients to the global commodities, securities, foreign exchange and global payments markets. StoneX clients include the producers, processors and end users of virtually every major traded commodity; traders and investors in nearly all securities and foreign currencies, whether institutional or retail; and governmental, non-governmental and charitable organizations worldwide.

    StoneX provides institutional-grade global market access, end-to-end clearing and execution, high-touch service and deep expertise through one trusted partner.

    Financial Statistics

    • Operating revenues: $1,308.3 million
    • Net Income: $169.6 million
    • Total assets: $13,474.9 million
    • Stockholders’ equity: $767.5 million

    StoneX By The Numbers

    • Nearly 70 offices across 5 continents
    • Manages business in more than 180 countries
    • Average Daily Volume: $11 billion
    • 168 million derivatives contracts traded
    • 2.1 million OTC derivatives contracts traded
    • Deals in approximately 140 currencies

    Retail Clients

    We provide our retail clients around the world with access to more than 15,000 products, including spot foreign exchange, both financial trading and physical investment in precious metals, as well as contracts for difference (“CFDs”), which are investment products with returns linked to the performance of underlying assets. Our industry-leading platforms in this space include FOREX.com, City Index and coininvest.com. In addition, our independent wealth management business offers a comprehensive product suite to retail investors in the United States.

    Institutional Clients

    We provide institutional clients with a complete securities offering that includes equities trading services designed to help clients find liquidity with best execution, consistent liquidity across a robust array of fixed income products, competitive and efficient clearing and execution in all major futures and securities exchanges globally and access to frontier and emerging markets, as well as prime brokerage in equities and major foreign currency pairs and swap transactions. In addition, we originate, structure and place debt instruments in the international and domestic capital markets. These instruments include asset-backed securities (primarily in Argentina) and domestic municipal securities.

    Securities Investor Protection Corporation (SIPC®) Coverage

    StoneX is a member of the SIPC, we use segregation, established global depositories and custodians, and supplemental insurance to help ensure that your assets are protected. Investors may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at 202-371-8300, or visiting www.sipc.org.

    Segregation

    StoneX Financial segregates customer assets pursuant to SEC requirements. Segregation means your assets are kept separate from firm assets, and thus are protected from potential losses of the firm.

    Depositories and Custodians

    StoneX Financial maintains customer assets with some of the world’s largest depositories and custodians. Customer securities (stocks, ETFs, bonds) are held at DTC, Euroclear and BNY Mellon.

    DTC – All U.S. clearing firms use the Depository Trust Company (DTC) for custody of eligible securities. DTC is one of the world’s largest securities depositories retaining custody of more than $37 trillion in securities.

    Euroclear – Euroclear Bank is the leading International Central Securities Depository providing safekeeping of assets valued at more than €27 trillion.

    Bank of New York Mellon (BNY Mellon) – StoneX Financial uses BNY Mellon for custody of non-U.S. securities that are not DTC or Euroclear eligible. BNY Mellon has more than $31 trillion in assets under custody and/or administration.

    FDIC Insurance – Customers enrolled in our FDIC Sweep Program receive Federal Deposit Insurance on USD cash balances up to 5,000,000.

    Customer cash and currencies are deposited in regulated U.S. and international banks in accounts specifically designated for customers and segregated from StoneX assets pursuant to SEC regulations.

    Additional Account Protection

    In addition to using some of the world’s most respected asset custodians, StoneX Financial has secured account protection coverage through Lloyd’s of London in the amount of $24.5 million in securities per customer with an aggregate limit of $100 million.

    Privacy Protection

    We strive to go above and beyond the privacy requirements required by our regulators and employ both physical and electronic safeguards as well as regular training of our employees on proper procedures for protecting your confidential information.

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